Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Nicholas Peter BednarczykRaymond James Financial Services, Inc.LPL Financial LLC$2401-07-2009
Gary Lee CollierRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2501-12-2009
Curt Paul ArcementRaymond James Financial Services, Inc.Citigroup Global Markets Inc.01-16-2009
Jeffrey Lee FrancisRaymond James Financial Services, Inc.FTB Advisors, Inc.01-21-2009
Jill Elizabeth SuttonRaymond James Financial Services, Inc.FTB Advisors, Inc.01-21-2009
Aaron Thomas LeoneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-23-2009
Rasik K ShahRaymond James Financial Services, Inc.UBS Financial Services Inc.$2501-23-2009
Christine Nelson Webster DenhamRaymond James Financial Services, Inc.INVEST Financial Corporation01-29-2009
Andrew Wilton Lamar IIIRaymond James Financial Services, Inc.Edward Jones$5001-30-2009
Gregory Gerald ErgleRaymond James Financial Services, Inc.UBS Financial Services Inc.$5001-30-2009
Jo-Ann PrincipiRaymond James Financial Services, Inc.Edward Jones01-30-2009
Kelly Ray HosekRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-30-2009
Bonnie Williams HollingsRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-02-2009
Debora Ann CraigRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5002-06-2009
William Scott PolandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
John Charles O'KeeffeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-12-2009
Ann Elaine McdanielRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Brian Joseph QuinnRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Fernando Santos ErenetaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-13-2009
Joel Andrew DoviRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5002-13-2009
Matthew George WatsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-13-2009
Michael Vincent PriviteraRaymond James Financial Services, Inc.Guggenheim Distributors, LLC02-13-2009
Randall Arthur JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-13-2009
Valerie Ann Howe-CookseyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2502-13-2009
Next Page »

Showing 1 to 25 of 3,082 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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