Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ziad Juma Hassan-MohammedRaymond James Financial Services, Inc.Scottrade, Inc.10-22-2015
Zachary Richard DeboerRaymond James Financial Services, Inc.Edward Jones01-31-2018
Zachary P. HoltzmanRaymond James Financial Services, Inc.Edward Jones$6205-17-2018
Yvette Y. BacaRaymond James Financial Services, Inc.Morgan Stanley02-10-2010
Yvette Cummings HeatlyRaymond James Financial Services, Inc.Signator Investors, Inc.12-21-2017
Yvan Huu CaoRaymond James Financial Services, Inc.Edward Jones02-11-2011
Yuliya Vladimirovna WissRaymond James Financial Services, Inc.Waddell & Reed$15011-16-2017
Yale J. LewisRaymond James Financial Services, Inc.MML Investors Services, LLC06-16-2017
Winfield Scott Smathers IVRaymond James Financial Services, Inc.Hunter Associates LLC$10006-07-2013
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Spencer HartsockRaymond James Financial Services, Inc.Morgan Stanley$15002-16-2018
William Scott SchrothRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-03-2013
William Scott MitchellRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10002-05-2016
William Schuyler GrayRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10006-11-2010
William Richard Blake IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-30-2017
William Randolph BowerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-19-2010
William Olon ScrogginsRaymond James Financial Services, Inc.LPL Financial LLC03-04-2015
William Milton LendlRaymond James Financial Services, Inc.Edward Jones$10005-06-2013
William Mctyeire Goldfinch IVRaymond James Financial Services, Inc.Edward Jones11-12-2010
William Marion Roberson IIRaymond James Financial Services, Inc.Morgan Stanley$10004-12-2019
William Leonard Berry Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$15002-03-2010
William Lee BowmanRaymond James Financial Services, Inc.SII Investments, Inc.$2506-01-2011
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
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Showing 1 to 25 of 2,354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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