Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Allen Dickson Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-02-2009
Lloyd Thomas ChurchRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-04-2010
Ty Anthony GaroRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-16-2010
Tamara Virginia DouglassRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-16-2010
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
Todd Daniel DietrichRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-24-2011
Barry S. SteeleRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2507-06-2012
Eric Wade StaffordRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-25-2012
Joseph Alan JeevesRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-25-2014
Anthony Craig HauensteinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-26-2015
Amanda Marie Jeeves ZorzaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-25-2015
William Lance HocuttRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1009-18-2015
Eric Bradley BrooksRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-20-2015
Ann Blythe MillerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-23-2015
Sheridan Denise MajorRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-21-2016
Jason Bernhardt TholanderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5001-29-2016
Christopher Michael SzymanskiRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-29-2016
Paul K KapurRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-29-2016
Travis Price AlexanderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-12-2016
Jeffrey Worth OstranderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-12-2016
Guido CosenzaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-19-2016
Kelli Karole ColoretRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10003-29-2016
Andrew Harvey GagneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-03-2016
Kimberly Anne GagneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-14-2016
Daniel James StaigerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10007-15-2016
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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