Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John L. BabautaRaymond James Financial Services, Inc.Cetera Investment Services LLC04-13-2020
Julie Owens AllmanRaymond James Financial Services, Inc.Cetera Investment Services LLC08-14-2018
Jane Therese ViethRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Nichol Lee HoffRaymond James Financial Services, Inc.Cetera Investment Services LLC04-19-2018
Seitoku TakahashiRaymond James Financial Services, Inc.Cetera Investment Services LLC11-08-2017
Shaun Kazuyuki KidoRaymond James Financial Services, Inc.Cetera Investment Services LLC09-25-2017
Dale Edward SonesRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Patricia Ann EllerbyRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Cindy Mae LanikRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Kathy Laurene HoltenRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Jill Janette CaseRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Katherine Jene HohenseeRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Sandra D SchwanRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
John Christopher KellyRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Troy Lorenz OttRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Scott James KuesterRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Anthony Michael KonselRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
David ZalmanRaymond James Financial Services, Inc.Cetera Investment Services LLC02-03-2017
Diana Teal StargelRaymond James Financial Services, Inc.Cetera Investment Services LLC01-13-2017
Frank Erik PereiraRaymond James Financial Services, Inc.Cetera Investment Services LLC01-11-2017
John Michael HansonRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Joanne Marie MathisRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Nadine Lanette ReedRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Kenneth MuchowRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Heather Michelle HennighRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.