Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curt Paul ArcementRaymond James Financial Services, Inc.Citigroup Global Markets Inc.01-16-2009
Bonnie Williams HollingsRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-02-2009
Debora Ann CraigRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25002-06-2009
John Charles O'KeeffeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-12-2009
Denise Simone SobczakRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-12-2009
Fernando Santos ErenetaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-13-2009
Valerie Ann Howe-CookseyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25002-13-2009
Joel Andrew DoviRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25002-13-2009
Ann Elaine McdanielRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Anthony Mario BondochRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Brian Joseph QuinnRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Kenneth Joseph FitzpatrickRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$28002-20-2009
Michelle Ann BurchRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-26-2009
Nanette Soileau HeggieRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-27-2009
Eric Shannon CarrRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50002-27-2009
Harold Andrew ComererRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-27-2009
Richard Barry KatzRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50003-02-2009
Rhonda Faye BordelonRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25003-03-2009
Charles Joseph Soprano Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$50003-03-2009
Donald Edward MorrisRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25003-06-2009
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25003-13-2009
Sherif John AwadRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50003-17-2009
Michael Alan IppRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10003-20-2009
Shawn Barrett PeroffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50003-27-2009
Steven Joseph PlantRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25004-01-2009
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.