Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy JR Blackburn Reed Potter JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$24110-11-2019
Aaron Thomas CrewseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2009
Alex K SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23011-20-2013
Alexander BreaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Alexander Floyd OchseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Alexander Stuart TaubRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-24-2009
Alicia MartinezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2020
Allen Marshall ZickRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-20-2009
Alyssa C CannuliRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2020
Americo Joseph Salvetti IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2014
Andrew B NiklausRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Andrew J ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2017
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Andrew Michael Vargo JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-04-2010
Andrew Ted OsborneRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-19-2011
Anna Marie MorraRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Anne F HatchRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2016
Annie Laurie NorrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-16-2018
Anthony Andrew NiedduRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-28-2010
Anthony M TangrediRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2017
Arthur William BrandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26303-28-2014
Axel John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Benjamin Austin CarneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Brad Alan HarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Brad Dunagan BiggsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-16-2013
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.