Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Wayne ThomasRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Christopher Mark SarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2019
Paul Christopher CiardiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Gary Patrick HummelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-04-2017
Brian ScanlonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
James Barrett SpicerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-21-2017
Terri Sue KellyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2017
Anna Marie MorraRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Thomas Dawson MaysRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$63008-05-2016
Michael John GrahamRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20801-04-2016
Justin William CarrasRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2016
Shane David PhillipsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-06-2015
Karl Winston Boyles IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2014
Robert Rush ZyblutRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-27-2014
Dawn Nicole BradfordRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2014
Vanessa Angelica VerboshRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
William Richard Tomes Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50002-16-2012
Jason P. DimeoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2010
John Marcus SellersRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50007-26-2010
Jeffrey August HausingerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-29-2010
Andrew Michael Vargo Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2010
Patrick Eugene CarterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-12-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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