Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Stephen Albert GarnickRaymond James Financial Services, Inc.Morgan Stanley$10009-05-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley$5009-05-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Michael Richard KannerRaymond James Financial Services, Inc.Morgan Stanley07-11-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley$5004-17-2019
Kerry Neal RicksRaymond James Financial Services, Inc.Morgan Stanley$1,00004-12-2019
William Marion Roberson IIRaymond James Financial Services, Inc.Morgan Stanley$10004-12-2019
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
Eric WittRaymond James Financial Services, Inc.Morgan Stanley02-15-2019
Richard Franklin StaleyRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2019
Robert Mark WeissRaymond James Financial Services, Inc.Morgan Stanley$7010-19-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Linda RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Christopher Edward RuppRaymond James Financial Services, Inc.Morgan Stanley$10006-15-2018
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
Next Page »

Showing 1 to 25 of 199 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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