Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott GarrisonRaymond James Financial Services, Inc.Morgan Stanley08-17-2020
William Scott GarrisonRaymond James Financial Services, Inc.Morgan Stanley08-17-2020
Melinda Joyce KeanRaymond James Financial Services, Inc.Morgan Stanley$15002-28-2020
Chad Steven KaufmanRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
Lee Eldon CoomlerRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
Mark Martin McCulloch Jr.Raymond James Financial Services, Inc.Morgan Stanley$10002-14-2020
Robert John CutrupiRaymond James Financial Services, Inc.Morgan Stanley$5011-14-2019
Richard James VergonaRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
Kevin Francis BrownRaymond James Financial Services, Inc.Morgan Stanley$10011-14-2019
Thomas Edwin CarbinRaymond James Financial Services, Inc.Morgan Stanley$5011-14-2019
Conrad Lambert PardeRaymond James Financial Services, Inc.Morgan Stanley$1,00011-07-2019
Jennifer Ann McKinseyRaymond James Financial Services, Inc.Morgan Stanley$10011-07-2019
Aaron W PetersanRaymond James Financial Services, Inc.Morgan Stanley11-07-2019
Robert Edward DowneyRaymond James Financial Services, Inc.Morgan Stanley$1,00011-07-2019
John Martin JenningsRaymond James Financial Services, Inc.Morgan Stanley10-04-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley$5009-05-2019
Stephen Albert GarnickRaymond James Financial Services, Inc.Morgan Stanley$10009-05-2019
Kathryn D. BogleRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
Eric J BergstromRaymond James Financial Services, Inc.Morgan Stanley$15008-15-2019
Ryan Simmons RichardsRaymond James Financial Services, Inc.Morgan Stanley$5008-02-2019
Emily Jean SmithRaymond James Financial Services, Inc.Morgan Stanley07-15-2019
Michael Richard KannerRaymond James Financial Services, Inc.Morgan Stanley$5007-11-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley$5004-17-2019
Kerry Neal RicksRaymond James Financial Services, Inc.Morgan Stanley$2504-12-2019
Next Page »

Showing 1 to 25 of 322 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.