Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glenn Stanley TetleyRaymond James Financial Services, Inc.Morgan Stanley$10006-05-2009
Robert Lynn Mendez Sr.Raymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Richard Dennis Thomas OveryRaymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Walter Scott MowryRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Iris Cohen PorushRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
George Andrew Wright Jr.Raymond James Financial Services, Inc.Morgan Stanley06-05-2009
Lance Franklin ThompsonRaymond James Financial Services, Inc.Morgan Stanley06-12-2009
James Lowell HemphillRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
David Joseph SattlerRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
John Constantine ZannakisRaymond James Financial Services, Inc.Morgan Stanley06-25-2009
Richard Thomas HoldenRaymond James Financial Services, Inc.Morgan Stanley06-26-2009
Craig Frederick BuhrendorfRaymond James Financial Services, Inc.Morgan Stanley$2506-29-2009
Patrick Martin MullenRaymond James Financial Services, Inc.Morgan Stanley07-10-2009
Robert Stith Northington Jr.Raymond James Financial Services, Inc.Morgan Stanley07-24-2009
Richard Barry FishelRaymond James Financial Services, Inc.Morgan Stanley$10007-31-2009
Joseph Thomas FishelRaymond James Financial Services, Inc.Morgan Stanley07-31-2009
Mark Anthony RojekRaymond James Financial Services, Inc.Morgan Stanley08-14-2009
Steven Gilbert JohnsonRaymond James Financial Services, Inc.Morgan Stanley$5009-04-2009
Mary Ann TayloeRaymond James Financial Services, Inc.Morgan Stanley$2509-11-2009
Joey Anton BitzRaymond James Financial Services, Inc.Morgan Stanley09-11-2009
Douglas Marvin ReesRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Thomas Ray LoganRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Victor Joseph AdintRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Billy Cade PetersonRaymond James Financial Services, Inc.Morgan Stanley10-01-2009
Philip Allan Byers Jr.Raymond James Financial Services, Inc.Morgan Stanley10-16-2009
Next Page »

Showing 1 to 25 of 200 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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