Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott GarrisonRaymond James Financial Services, Inc.Morgan Stanley08-17-2020
Michael P JensenRaymond James Financial Services, Inc.Morgan Stanley07-17-2020
Keith Bryan ElserRaymond James Financial Services, Inc.Morgan Stanley05-07-2020
Richard James VergonaRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
Kevin Francis BrownRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
Aaron W PetersanRaymond James Financial Services, Inc.Morgan Stanley11-07-2019
John Martin JenningsRaymond James Financial Services, Inc.Morgan Stanley10-04-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
Kathryn D BogleRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
Emily Jean SmithRaymond James Financial Services, Inc.Morgan Stanley07-15-2019
Michael Paul SimonRaymond James Financial Services, Inc.Morgan Stanley05-06-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley04-17-2019
Lauren Marie LamartineRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Nicholas Anthony GiambriRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
Frankie GonzalezRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
Eric WittRaymond James Financial Services, Inc.Morgan Stanley02-15-2019
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Cynthia Marie HermosilloRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Linda RozyckiRaymond James Financial Services, Inc.Morgan Stanley10-05-2018
Francis Marion BiedenharnRaymond James Financial Services, Inc.Morgan Stanley09-28-2018
Cynthia B HollisRaymond James Financial Services, Inc.Morgan Stanley09-28-2018
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.