Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Kelton Ryan Kelton Sean KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$60009-03-2019
Tyler MollRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2020
Thomas Edward Brussard JrRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-08-2020
Savannah Shaye PhillipsRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-07-2020
Chris Allen MessickRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$16803-03-2020
David Thomas PeacockRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$25003-03-2020
Matthew Corley SibleyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Alex M TaylorRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Richard William KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10009-03-2019
Lauri SpargoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Ryan KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Sean KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Christopher James ShaverRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Salvatore SchittinoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Alexander Robert SaltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-26-2019
Marie A N McfarlandRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-24-2019
Brooke Harris MartinRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-23-2018
James Wlater Daehler JrRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
Anthony John LombardoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-18-2017
Jon Jerome DouvierRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-11-2017
Timothy Michael JankeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-09-2017
Beau Irving GoffRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2017
Timothy John EdgarRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2016
Timothy Ryan IppischRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-19-2016
Brandon Kristoffer LunkeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-30-2015
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.