Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex M. TaylorRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Alexander Robert SaltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-26-2019
Annette Kay ThompsonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-09-2012
Beau Irving GoffRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2017
Brandon Kristoffer LunkeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-30-2015
Brooke Harris MartinRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-23-2018
Chris Allen MessickRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$16803-03-2020
Christopher Gregory KirbyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-27-2012
Christopher James ShaverRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
David Thomas PeacockRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$25003-03-2020
James Christopher McNealeyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC08-25-2014
James Wlater Daehler Jr.Raymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
Jon Jerome DouvierRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-11-2017
Kaitlin E. CoughlinRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Kathleen J LewisRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-03-2020
Kathleen M MackeyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-20-2017
Lauri SpargoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Martin Lee McGillivaryRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-27-2011
Matthew Corley SibleyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Matthew Erik ChalmersRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2013
Matthew John DavidsonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-07-2013
Melissa Ann DerouenRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC01-02-2015
Nadine Cynthia KerutisRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-14-2009
Pamela Anderson ClausRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-14-2015
Randall Scott WardRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC08-17-2010
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.