Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Brown Tammy Brown Adam BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$30006-03-2020
George Joseph Simon JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5009-02-2020
Christopher Evans McAdooRaymond James Financial Services, Inc.UBS Financial Services Inc.$10007-01-2020
Richard Wesly HumphreyRaymond James Financial Services, Inc.UBS Financial Services Inc.$21107-01-2020
Christina Ann ElamRaymond James Financial Services, Inc.UBS Financial Services Inc.07-01-2020
Michael Luther BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Tammy Thompson BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Adam Christopher BrownRaymond James Financial Services, Inc.UBS Financial Services Inc.$15006-03-2020
Micah Christopher KinnettRaymond James Financial Services, Inc.UBS Financial Services Inc.05-29-2020
Bradley R BoroughRaymond James Financial Services, Inc.UBS Financial Services Inc.$2505-29-2020
Donald Wayne BaileyRaymond James Financial Services, Inc.UBS Financial Services Inc.09-13-2019
John Michael PulliamRaymond James Financial Services, Inc.UBS Financial Services Inc.$20009-13-2019
Katelyn Mary PaleosRaymond James Financial Services, Inc.UBS Financial Services Inc.07-25-2019
Ellen SpathisRaymond James Financial Services, Inc.UBS Financial Services Inc.07-09-2019
William Francis Gold JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Bonnie Langson DodsonRaymond James Financial Services, Inc.UBS Financial Services Inc.02-22-2019
Richard Anthony AlbertRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-22-2019
Ricardo Antonio Lima JrRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
John Dwight SaalfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
Lindsay Brooke HeymanRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
Christopher Stephen MackRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
Lori Lynne SiegelRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-12-2019
Robert Anthony RussoRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-12-2019
David Mark WolfleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-08-2019
Derek Thomas KokubunRaymond James Financial Services, Inc.UBS Financial Services Inc.02-08-2019
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.