Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rasik K. ShahRaymond James Financial Services, Inc.UBS Financial Services Inc.$2501-23-2009
Cheryl Kay Flier-BudgettRaymond James Financial Services, Inc.UBS Financial Services Inc.03-06-2009
Stephen Eugene BenjestorfRaymond James Financial Services, Inc.UBS Financial Services Inc.04-03-2009
Michael Dennis GiblinRaymond James Financial Services, Inc.UBS Financial Services Inc.04-24-2009
James Jon DanielsonRaymond James Financial Services, Inc.UBS Financial Services Inc.$1004-28-2009
Daniel Edward KosiskyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
Sam Santo BellestriRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
Elizabeth Jordan StaleyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-30-2009
Bradley Carl JensonRaymond James Financial Services, Inc.UBS Financial Services Inc.$5005-08-2009
Gary Barnes ThomasRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-13-2009
Rives Calvin Allen IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.$10005-13-2009
Richard Thomas ChildsRaymond James Financial Services, Inc.UBS Financial Services Inc.05-13-2009
Cornelia Beal ForrenceRaymond James Financial Services, Inc.UBS Financial Services Inc.05-29-2009
William Henry Dietz Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.06-05-2009
Bernard Arthur CliftonRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-19-2009
George Steven Wolfe Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$1007-02-2009
Craven Earl GreenRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2009
Louis Michael RicciardiRaymond James Financial Services, Inc.UBS Financial Services Inc.09-25-2009
Dean Roger Larabee IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.09-25-2009
James Bradley WattRaymond James Financial Services, Inc.UBS Financial Services Inc.11-23-2009
Raleigh E. Horne Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$10002-02-2010
John Edward FramptonRaymond James Financial Services, Inc.UBS Financial Services Inc.02-26-2010
Matthew James SchaferRaymond James Financial Services, Inc.UBS Financial Services Inc.$15004-15-2010
Peter Bruce RothRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-07-2010
H Todd RoggenRaymond James Financial Services, Inc.UBS Financial Services Inc.$10006-23-2010
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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