Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jay GreeneRaymond James Financial Services, Inc.Edward Jones02-21-2019
Kelly Jean DanielsRaymond James Financial Services, Inc.Edward Jones$5002-08-2019
Frederick Alan BushRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Blake Hayden HenryRaymond James Financial Services, Inc.Edward Jones$15010-19-2018
Laurel Jackson CallawayRaymond James Financial Services, Inc.Edward Jones10-19-2018
Sarah Elizabeth HahnRaymond James Financial Services, Inc.PNC Investments10-15-2018
Dustin Michael HycheRaymond James Financial Services, Inc.The Leaders Group, Inc.08-31-2018
Raymond Joseph RapozaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00006-15-2018
Joseph Morgan DonaldsonRaymond James Financial Services, Inc.Edward Jones$15006-04-2018
Emily Lauren FarriorRaymond James Financial Services, Inc.Arlington Partners LLC03-14-2018
Penelope Parker HartlineRaymond James Financial Services, Inc.SA Stone Wealth Management Inc.11-09-2017
Joseph Scott MarottaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-04-2017
Adam John ThomasRaymond James Financial Services, Inc.LPL Financial LLC$5003-31-2017
Fors David WillisRaymond James Financial Services, Inc.SA Stone Investment Advisors Inc.10-21-2016
Sam Albert Dayhood IIIRaymond James Financial Services, Inc.SA Stone Investment Advisors Inc.$5010-17-2016
James Douglas Woodruff IIIRaymond James Financial Services, Inc.FSC Securities Corporation$108-01-2016
Patrick Haught LongRaymond James Financial Services, Inc.FSC Securities Corporation$3908-01-2016
Warren FlyntRaymond James Financial Services, Inc.FSC Securities Corporation$1008-01-2016
Jeremy Shawn GentleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10006-20-2016
William Logan CarterRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-04-2016
Michael Shawn SyxRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-24-2015
William Lance HocuttRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1009-18-2015
Christopher Douglas GriffinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
James Joseph BoydRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
Margaret Tillman BoydRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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