Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Candice Arlene BurtonRaymond James Financial Services, Inc.SA Stone Wealth Management Inc.09-12-2019
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Dustin Shae HarawayRaymond James Financial Services, Inc.Nationwide Investment Services Corporation04-24-2019
Andrew Jay GreeneRaymond James Financial Services, Inc.Edward Jones02-21-2019
Frederick Alan BushRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Sarah Elizabeth HahnRaymond James Financial Services, Inc.PNC Investments10-15-2018
Penelope Parker HartlineRaymond James Financial Services, Inc.SA Stone Wealth Management Inc.11-09-2017
Roger Alan HartlineRaymond James Financial Services, Inc.SA Stone Wealth Management Inc.11-09-2017
Joseph Scott MarottaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
Fors David WillisRaymond James Financial Services, Inc.SA Stone Wealth Management Inc.10-21-2016
Sam Albert Dayhood IIIRaymond James Financial Services, Inc.SA Stone Wealth Management Inc.10-17-2016
James Douglas Woodruff IIIRaymond James Financial Services, Inc.FSC Securities Corporation08-01-2016
Jesse Andrew ScrogginsRaymond James Financial Services, Inc.Edward Jones05-06-2016
Donald Louis Pierini JrRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-29-2016
Thomas Rogers BoydRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
Mitzi Busby RollinsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
James Joseph BoydRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
Christopher Douglas GriffinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2015
William Olon ScrogginsRaymond James Financial Services, Inc.LPL Financial LLC03-04-2015
Guy Hamilton Caffey IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2015
Michael Mixon EllisRaymond James Financial Services, Inc.Edward Jones01-16-2015
Clarence Penton CookRaymond James Financial Services, Inc.Harbor Financial Services, LLC11-06-2014
Mabry Stone Phillips IIIRaymond James Financial Services, Inc.Harbor Financial Services, LLC11-06-2014
Mark Wallace ChapmanRaymond James Financial Services, Inc.Sterne, Agee & Leach, Inc.09-03-2013
Culver Robert Broach IIIRaymond James Financial Services, Inc.Synovus Securities, Inc.06-24-2011
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.