Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Walter WhisnantRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.03-04-2009
William Earl ElderRaymond James Financial Services, Inc.Morgan Stanley & Co. LLC$2503-20-2009
Jacob Andrew SpringerRaymond James Financial Services, Inc.Morgan Stanley & Co. LLC03-20-2009
Mark Campbell ScottRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.05-01-2009
Scott Martin CainRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.05-22-2009
Kimbrely Carol JordanRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.09-10-2010
George August PrangeRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.09-23-2010
William Dean OliverRaymond James Financial Services, Inc.Morgan Stanley07-12-2011
Stanley Owen McNultyRaymond James Financial Services, Inc.Edward Jones$1011-04-2011
Kevin Christopher FranklinRaymond James Financial Services, Inc.Edward Jones$1012-06-2011
Bethany Annette AtchleyRaymond James Financial Services, Inc.Edward Jones01-30-2012
Timothy Joel HynesRaymond James Financial Services, Inc.Stephens$10011-15-2013
Kelly Sue PennRaymond James Financial Services, Inc.Stephens$2511-15-2013
Ronald Patrick CameronRaymond James Financial Services, Inc.Stephens12-06-2013
Richard James DoelRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Scott Kyle SwanderRaymond James Financial Services, Inc.Securities America, Inc.05-26-2016
Stephen Martin HansenRaymond James Financial Services, Inc.Securities America, Inc.$2505-27-2016
Scott Andrew FraserRaymond James Financial Services, Inc.Infinex Investments, Inc.09-28-2016
Tyler Matthew ChoateRaymond James Financial Services, Inc.Edward Jones$10010-14-2016
Joshua Andrew TateRaymond James Financial Services, Inc.Infinex Investments, Inc.01-17-2017
Andrea Sue KennedyRaymond James Financial Services, Inc.Arvest Wealth Management02-23-2017
Timothy Ford SymonsRaymond James Financial Services, Inc.Edward Jones$2003-20-2017
Sarah Brooke DoddRaymond James Financial Services, Inc.Edward Jones08-11-2017
Annie Laurie NorrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-16-2018
Kenneth Taylor AdamsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.