Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Noella SantanaRaymond James Financial Services, Inc.Edward Jones08-02-2019
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Austin Heberger, Gavin Lee Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Sean M. O'BrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-26-2019
Joseph Dwayne OlheiserRaymond James Financial Services, Inc.Morgan Stanley$102-25-2019
David Mark WolfleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-08-2019
Carolyn Marie Parenti-PearsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Amy Nuttall ZwaanRaymond James Financial Services, Inc.The Wealth Consulting Group$10011-29-2018
Martina HamiltonRaymond James Financial Services, Inc.The Wealth Consulting Group$8711-29-2018
Michele Ann IngRaymond James Financial Services, Inc.Edward Jones$111-05-2018
Thad Anthony OrtezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-02-2018
KIRK BADIIRaymond James Financial Services, Inc.UBS Financial Services Inc.08-20-2018
Christopher Andrew MeltonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2018
Dean R ZackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-05-2018
Katelyn Nicolette MesaRaymond James Financial Services, Inc.Edward Jones06-21-2018
Giuseppe Francesco ViscontiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-18-2018
Greg CancinoRaymond James Financial Services, Inc.Edward Jones06-04-2018
Mark Cory VivianRaymond James Financial Services, Inc.Edward Jones$5005-07-2018
Ryan Allan MidkiffRaymond James Financial Services, Inc.LPL Financial LLC01-24-2018
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Showing 1 to 25 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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