Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Serge MelkizianRaymond James Financial Services, Inc.Tower Square Securities, Inc.$50007-29-2013
Jonathan Michael FleigRaymond James Financial Services, Inc.Transamerica Capital, Inc.11-09-2016
David Roger OlnickRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$50004-13-2012
Michael Gordon StevensonRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$50011-28-2011
Thor David JohnsonRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.11-28-2011
David Mark WolfleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-08-2019
KIRK BADIIRaymond James Financial Services, Inc.UBS Financial Services Inc.08-20-2018
Barry Andrew SternRaymond James Financial Services, Inc.UBS Financial Services Inc.$10006-16-2014
Grant Arthur GochinRaymond James Financial Services, Inc.UBS Financial Services Inc.$50002-18-2011
Jonathan James SchiffRaymond James Financial Services, Inc.UBS Financial Services Inc.$50007-02-2010
Matthew James SchaferRaymond James Financial Services, Inc.UBS Financial Services Inc.$15004-15-2010
Harry Eden BooksteinRaymond James Financial Services, Inc.UBS Financial Services Inc.$50004-15-2010
Philip James RicasataRaymond James Financial Services, Inc.UBS Financial Services Inc.$25001-08-2010
James Bradley WattRaymond James Financial Services, Inc.UBS Financial Services Inc.$50011-23-2009
Sam Santo BellestriRaymond James Financial Services, Inc.UBS Financial Services Inc.$10004-29-2009
Stephen Eugene BenjestorfRaymond James Financial Services, Inc.UBS Financial Services Inc.$10004-03-2009
Rasik K. ShahRaymond James Financial Services, Inc.UBS Financial Services Inc.$25001-23-2009
Noriko Hamaoka IkedaRaymond James Financial Services, Inc.UnionBanc Investment Services, LLC01-25-2013
David Alan TamashiroRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
James Peter Mills-WinklerRaymond James Financial Services, Inc.Waddell & Reed$1001-17-2020
Dane C.B.K.H. GambillRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Deana Jean DyjorRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Yuliya Vladimirovna WissRaymond James Financial Services, Inc.Waddell & Reed$15011-16-2017
Christopher W. CampbellRaymond James Financial Services, Inc.Waddell & Reed11-06-2017
Dennis Munsayac Ortiz-LuisRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.