Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rasik K. ShahRaymond James Financial Services, Inc.UBS Financial Services Inc.$2501-23-2009
Stephen Eugene BenjestorfRaymond James Financial Services, Inc.UBS Financial Services Inc.04-03-2009
Donald Dudley WoodhouseRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Sam Santo BellestriRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
James Paul Kefalas IIIRaymond James Financial Services, Inc.Chase Investment Services Corp.04-29-2009
Fred Berne McNeelyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
Glenn Stanley TetleyRaymond James Financial Services, Inc.Morgan Stanley$10006-05-2009
Robert Lynn Mendez Sr.Raymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC07-06-2009
John Emil CarlsonRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-13-2009
David Timothy GeskeRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-16-2009
Norbert Joseph ForcheskieRaymond James Financial Services, Inc.Edward Jones07-24-2009
Myriam Maurice PadillaRaymond James Financial Services, Inc.Chase Investment Services Corp.08-25-2009
Dustin Cobey HoflandRaymond James Financial Services, Inc.Chase Investment Services Corp.08-26-2009
Jeffrey Donor BarreraRaymond James Financial Services, Inc.Chase Investment Services Corp.09-04-2009
Diane Louise LudwigRaymond James Financial Services, Inc.Chase Investment Services Corp.09-08-2009
Victor Joseph AdintRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
James Bradley WattRaymond James Financial Services, Inc.UBS Financial Services Inc.11-23-2009
Matthew James SchaferRaymond James Financial Services, Inc.UBS Financial Services Inc.$15004-15-2010
Jason Jan SgrignoliRaymond James Financial Services, Inc.Morgan Stanley04-23-2010
Anthony Andrew NiedduRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1005-28-2010
Jonathan James SchiffRaymond James Financial Services, Inc.UBS Financial Services Inc.$2507-02-2010
Christian T. MaederRaymond James Financial Services, Inc.Edward Jones$2509-14-2010
Loretta Petersen StrongRaymond James Financial Services, Inc.Edward Jones12-22-2010
Yvan Huu CaoRaymond James Financial Services, Inc.Edward Jones02-11-2011
Next Page »

Showing 1 to 25 of 155 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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