Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rasik K. ShahRaymond James Financial Services, Inc.UBS Financial Services Inc.$2501-23-2009
Aaron Thomas LeoneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2501-23-2009
Bryan James HickingbottomRaymond James Financial Services, Inc.National Planning Corporation$1001-30-2009
Christopher Charles BradfordRaymond James Financial Services, Inc.Edward Jones03-16-2009
Stephen Eugene BenjestorfRaymond James Financial Services, Inc.UBS Financial Services Inc.$3504-03-2009
Donald Dudley WoodhouseRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Ron Richard FetschRaymond James Financial Services, Inc.Wamu Investments, Inc.$15004-24-2009
Sam Santo BellestriRaymond James Financial Services, Inc.UBS Financial Services Inc.04-29-2009
James Paul Kefalas IIIRaymond James Financial Services, Inc.Wamu Investments, Inc.04-29-2009
Jeffrey Malcolm MoorhouseRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-08-2009
Fred Berne McNeelyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-22-2009
Timothy James McNeelyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10005-22-2009
Bradley Everett GardnerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-01-2009
Daniel Robert CatoneRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-01-2009
David Michael WasleyRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-01-2009
Glenn Stanley TetleyRaymond James Financial Services, Inc.Morgan Stanley$10006-05-2009
Robert Lynn Mendez Sr.Raymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Pamela Jane HeathRaymond James Financial Services, Inc.Farmers Financial Solutions, LLC06-05-2009
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC07-06-2009
John Emil CarlsonRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC07-13-2009
David Timothy GeskeRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10007-16-2009
William F. Wagner Jr.Raymond James Financial Services, Inc.Edward Jones$5007-23-2009
Norbert Joseph ForcheskieRaymond James Financial Services, Inc.Edward Jones07-24-2009
Cheryl L. YoungRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC07-30-2009
Boaz Y. ChanRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC07-30-2009
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.