Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee Elizabeth MarcusRaymond James Financial Services, Inc.LPL Financial LLC05-17-2018
Alexander Floyd OchseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Ana Paula FonsecaRaymond James Financial Services, Inc.Santander Securities LLC12-21-2015
Barbara Jean DuchamRaymond James Financial Services, Inc.Infinex Investments, Inc.12-21-2015
Bradford J KidneyRaymond James Financial Services, Inc.Morgan Stanley$50006-15-2018
Cary Larue KortzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-19-2018
Christopher Edward RuppRaymond James Financial Services, Inc.Morgan Stanley$10006-15-2018
Craig Frederick BuhrendorfRaymond James Financial Services, Inc.Morgan Stanley$25006-29-2009
Daniel Robert CahillRaymond James Financial Services, Inc.RBC Capital Markets, LLC$46004-16-2014
David Michael StewartRaymond James Financial Services, Inc.CUNA Brokerage Services, Inc.$50002-12-2016
Denis Michael O'BrienRaymond James Financial Services, Inc.Morgan Stanley10-25-2013
Dwayne Cedric StallingsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50005-04-2012
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Francis Cooper Lawrance Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50007-09-2012
Frederick Francis Judd IIIRaymond James Financial Services, Inc.Infinex Investments, Inc.02-14-2011
George K. StambouloglouRaymond James Financial Services, Inc.Infinex Investments, Inc.$25010-21-2019
Gregory Ernest RufaRaymond James Financial Services, Inc.LPL Financial LLC08-01-2014
Isabella Roma GriffinRaymond James Financial Services, Inc.UBS Financial Services Inc.$50005-10-2013
Jacob W. NessRaymond James Financial Services, Inc.Edward Jones11-15-2010
James BernhardtRaymond James Financial Services, Inc.Avantax Investment Services, Inc.08-27-2013
Jill Spencer HoneycombRaymond James Financial Services, Inc.Pruco Securities, LLC.$15008-13-2015
John Bernard Coughlin IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-16-2009
Joseph G. MaurielloRaymond James Financial Services, Inc.MetLife Securities Inc.$25005-25-2016
Joseph Nathan MarkimRaymond James Financial Services, Inc.Santander Securities LLC$10004-04-2016
Keith Michael ElisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25011-14-2014
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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