Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail Allison LinnRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-17-2015
Adam Matthew GoldsteinRaymond James Financial Services, Inc.Private Wealth Management at Heathrow$10009-03-2013
Aileen Taboada AquiRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10006-23-2014
Alberto MagliozziRaymond James Financial Services, Inc.E*TRADE Securities LLC05-15-2018
Alberto ValdesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-01-2016
Alejandro Robert BeguiristainRaymond James Financial Services, Inc.Strategic Advisers LLC$10006-22-2016
Alex Robert BeguiristainRaymond James Financial Services, Inc.BCI Securities, Inc.$10003-14-2019
Alexsia Emmanuel SkinarakisRaymond James Financial Services, Inc.Walnut Street Securities, Inc.08-30-2013
Allyn K. HoltRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.01-07-2019
Alysia A. BerberianRaymond James Financial Services, Inc.Walnut Street Securities, Inc.$10008-30-2013
Amara Eliece DuderstadtRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc$50003-12-2013
Amy Louise ParrishRaymond James Financial Services, Inc.BB&T Investment Services, Inc.$10001-06-2017
Amy Lynn ReitmeyerRaymond James Financial Services, Inc.Morgan Stanley02-16-2017
Amy Prososki RosaRaymond James Financial Services, Inc.Morgan Stanley01-26-2017
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25003-13-2009
Andrew Michael Vargo Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2010
Angela Lynn Helmus-O'BrienRaymond James Financial Services, Inc.Morgan Stanley$10002-16-2017
Ann Blythe MillerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50011-23-2015
Anna Marie MorraRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Anthony Francisco PetiscoRaymond James Financial Services, Inc.LPL Financial LLC$10012-04-2014
Ariel Daniel CruzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-04-2016
Arlene AlvarezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-01-2015
Arthur Earl Mccormick Jr.Raymond James Financial Services, Inc.Edward Jones$25005-15-2014
Ashley Ann BanksRaymond James Financial Services, Inc.Morgan Stanley$88002-03-2017
Austin Alexander BraunRaymond James Financial Services, Inc.FS Investment Solutions, LLC03-13-2015
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Showing 1 to 25 of 330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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