Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael RayRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.09-20-2019
Robin Janet TomsRaymond James Financial Services, Inc.Cantella & Co., Inc.$2505-20-2019
Charles Walter Collins Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$5011-01-2018
Richard Lee Toelle Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5011-01-2018
Rebecca Thornton CatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-05-2018
Bryan Todd OglesbyRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2509-17-2018
Judy Thompson RossRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15007-30-2018
Ronald Walter BurdekinRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5007-23-2018
Michael Lyle BurnsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-05-2018
Louis Anthony PernoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-05-2018
Kyle Thomas EvensRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-24-2018
James Mitchell BroadwayRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2018
James Mitchell Broadway Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2018
Heather Lynn FergusonRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5003-27-2018
Gary Edward SchantzRaymond James Financial Services, Inc.Sovereign Legacy Securities, Inc.11-02-2017
Thomas Patrick Moonan Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Michael Linton Malone Jr.Raymond James Financial Services, Inc.Edward Jones$5008-18-2017
Sibonee Gabrielle PeaseRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC07-13-2017
John Eugene BishopRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1005-18-2017
Michael Todd WhitakerRaymond James Financial Services, Inc.Edward Jones02-13-2017
Roy Kenneth Woods Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12008-10-2016
David Griffin HunterRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-05-2016
Christina Dominguez JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-06-2016
Barbara Anne DentonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-06-2016
Allen Paul Petway Jr.Raymond James Financial Services, Inc.LPL Financial LLC$10001-15-2016
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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