Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Evans McConnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-24-2009
David Andrew BurgRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-24-2009
James Lester Gillis IVRaymond James Financial Services, Inc.Morgan Keegan & Company, Inc.05-15-2009
Richard M. Martin Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-04-2009
John Christopher TutenRaymond James Financial Services, Inc.Cantella & Co., Inc.06-08-2009
Jeffery Scott FehrmanRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Karen Strickland StewartRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
William B. CaywoodRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Karen S. McKenzieRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Virginia Agee GrayRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-17-2009
Thomas Ray LoganRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
James Allen Dickson Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-02-2009
Angela Faye PetersonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1011-02-2009
Charles Frost WhiteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-18-2010
Mark J. BakerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
Glen Alan MerrittRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1003-25-2011
Stevan Michael JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2011
Thomas Anthony DelahuntRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5005-09-2011
Justin Christopher MartinRaymond James Financial Services, Inc.MML Investors Services, LLC09-09-2011
Kevin Patrick WilsonRaymond James Financial Services, Inc.Morgan Stanley12-22-2011
Theodore Alan HalsethRaymond James Financial Services, Inc.Essex National Securities, LLC$5001-18-2012
Edward Denton AriailRaymond James Financial Services, Inc.Morgan Stanley04-04-2012
James Douglas KelloggRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1007-05-2012
James D. Kellogg Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2012
David Harris Steger Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$2504-01-2013
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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