Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kellyn Terumi TanakaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Danielle LumRaymond James Financial Services, Inc.Edward Jones03-27-2020
Elissa J KnaebelRaymond James Financial Services, Inc.Edward Jones12-04-2019
Kamalu Glover Penjemane KaluhiokalaniRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2019
Franklin D PortilloRaymond James Financial Services, Inc.Bankoh Investment Services, Inc.07-06-2018
Taylor Ross McclaffertyRaymond James Financial Services, Inc.Edward Jones12-07-2017
Seitoku TakahashiRaymond James Financial Services, Inc.Cetera Investment Services LLC11-08-2017
Willis Takehisa KatoRaymond James Financial Services, Inc.Wedbush Securities Inc.10-31-2017
Michael George TaylorRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Vernon Yew Cheong WongRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Kehaunani Frank ShaylerRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Divina C Gonzalez MaruyamaRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Cindy Motoko SuzukiRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Bernard K YipRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Bee AuRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Stuart Kalani PinhoRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Chiehfu LuRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
David Tatsuo TanakaRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Samantha Huang LauRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Jimmy Edward RhymerRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Susan Sesuk LeeRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Travis Lee KikuchiRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Pearl Asano DuponteRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Sean Kenji OkamotoRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
Kristy Natsuko NishidaRaymond James Financial Services, Inc.BancWest Investment Services, Inc.05-03-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.