Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph GerichsRaymond James Financial Services, Inc.Edward Jones09-25-2020
Kristin Winfield HovencampRaymond James Financial Services, Inc.Kelson Capital LLC03-16-2020
Kirk Edwin BuberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-23-2019
Christopher T EllisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2013
Daniel Walter McQuestenRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2013
Tonya Dawn LippleRaymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Sage Hoovel KendallRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
Tamara Virginia DouglassRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC06-16-2010
Gloria Ann FernRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-02-2009
Richard Val ChristensenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-23-2009
Jerry Dean ScarrowRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-23-2009
Bert Douglas BrowenRaymond James Financial Services, Inc.Essex National Securities, LLC$15001-18-2012

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.