Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Allen BooneRaymond James Financial Services, Inc.Amcore Investment Services, Inc$5003-26-2010
Bon B Bounkeuat KeomanyRaymond James Financial Services, Inc.Amcore Investment Services, Inc03-26-2010
Lisa Ann HockRaymond James Financial Services, Inc.Benjamin F. Edwards & Company, Inc.$1012-13-2016
Michael Grant NeillRaymond James Financial Services, Inc.Cetera Investment Advisers LLC08-17-2015
Shondra D. LynchRaymond James Financial Services, Inc.Chase Investment Services Corp.03-02-2012
Fernando Santos ErenetaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Colleen Mary WalshRaymond James Financial Services, Inc.Edward Jones$3709-13-2019
Justin W. GiffordRaymond James Financial Services, Inc.Edward Jones10-31-2018
Melissa Sue SchachnerRaymond James Financial Services, Inc.Edward Jones05-05-2017
Sarah Anne CaraviaRaymond James Financial Services, Inc.Edward Jones11-22-2016
Phillip A. CaraviaRaymond James Financial Services, Inc.Edward Jones$3611-07-2016
Kyle William DevriesRaymond James Financial Services, Inc.Edward Jones$10010-14-2016
James Joseph ClaywellRaymond James Financial Services, Inc.Edward Jones$5003-04-2016
Jay Dee FergusonRaymond James Financial Services, Inc.Edward Jones$10010-23-2015
Keith Ivar HillRaymond James Financial Services, Inc.Edward Jones$5010-23-2015
Michael Sean StewartRaymond James Financial Services, Inc.Edward Jones$2506-13-2014
Theresa Lynn SchachnerRaymond James Financial Services, Inc.Edward Jones$2506-02-2014
Dale Lawrence BradleyRaymond James Financial Services, Inc.Edward Jones04-25-2013
Sue Ann ApplebyRaymond James Financial Services, Inc.Edward Jones$15005-14-2012
Jason Navin PatelRaymond James Financial Services, Inc.Edward Jones$2507-15-2011
Erik Robert GullicksonRaymond James Financial Services, Inc.Edward Jones05-19-2011
Stewart Earl SchraderRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$15010-15-2019
Mark Thomas MangieriRaymond James Financial Services, Inc.First Brokerage America, LLC09-13-2010
Kathleen Marie MortonRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2510-01-2012
Kevan M. MelchiorreRaymond James Financial Services, Inc.Goldman Sachs & Co.05-01-2012
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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