Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fernando Santos ErenetaRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Jeffrey Erik FjeldheimRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-13-2009
David Brian CaraherRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-13-2009
Deborah Lou ArchRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2009
James Jon DanielsonRaymond James Financial Services, Inc.UBS Financial Services Inc.$1004-28-2009
Lloyd William Montgomery IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2009
John Vincent WeitzelRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc12-01-2009
Kevin James BallRaymond James Financial Services, Inc.Raymond James & Associates, Inc.12-18-2009
Kenneth Allen BooneRaymond James Financial Services, Inc.Amcore Investment Services, Inc$5003-26-2010
Bon B Bounkeuat KeomanyRaymond James Financial Services, Inc.Amcore Investment Services, Inc03-26-2010
Mark Thomas MangieriRaymond James Financial Services, Inc.First Brokerage America, LLC09-13-2010
Bruce Edward McKeeRaymond James Financial Services, Inc.UBS Financial Services Inc.09-24-2010
Chad Brian HumphreyRaymond James Financial Services, Inc.LPL Financial LLC10-27-2010
Erik Robert GullicksonRaymond James Financial Services, Inc.Edward Jones05-19-2011
Jason Navin PatelRaymond James Financial Services, Inc.Edward Jones$2507-15-2011
Timothy James RueterRaymond James Financial Services, Inc.Thrivent Investment Management Inc.07-15-2011
Lori Michelle FallisRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.11-16-2011
Shondra D. LynchRaymond James Financial Services, Inc.Chase Investment Services Corp.03-02-2012
Kevan M. MelchiorreRaymond James Financial Services, Inc.Goldman Sachs & Co.05-01-2012
Sue Ann ApplebyRaymond James Financial Services, Inc.Edward Jones$15005-14-2012
Kathleen Marie MortonRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2510-01-2012
Kelly Duane JohnsonRaymond James Financial Services, Inc.Morgan Stanley$2502-28-2013
Dale Lawrence BradleyRaymond James Financial Services, Inc.Edward Jones04-25-2013
Scott Andrew SchusterRaymond James Financial Services, Inc.Morgan Stanley05-17-2013
Paul L. CasazzaRaymond James Financial Services, Inc.Morgan Stanley05-17-2013
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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