Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin W. GiffordRaymond James Financial Services, Inc.Edward Jones10-31-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Anna BouthilletteRaymond James Financial Services, Inc.PNC Investments09-17-2018
Robert Campbell Olesen Jr.Raymond James Financial Services, Inc.James T. Borello & Co.06-15-2018
Mark Andrew RodgersRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-05-2018
William Francis HartmannRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC11-20-2017
Brian Thomas GrayRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-26-2017
Melissa Sue SchachnerRaymond James Financial Services, Inc.Edward Jones05-05-2017
Sarah Anne CaraviaRaymond James Financial Services, Inc.Edward Jones11-22-2016
Troy Albert OatesRaymond James Financial Services, Inc.Sigma Financial Corporation04-20-2016
Bradley Joseph ArmstrongRaymond James Financial Services, Inc.LPL Financial LLC04-04-2016
Michael James NevinsRaymond James Financial Services, Inc.LPL Financial LLC04-04-2016
John Morley ArmstrongRaymond James Financial Services, Inc.LPL Financial LLC04-04-2016
Timothy Christian PerrymanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Dominic Stephen MirrettiRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Matt DiepeveenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2016
Ronald Allen MontgomeryRaymond James Financial Services, Inc.LPL Financial LLC01-13-2016
Michael Grant NeillRaymond James Financial Services, Inc.Cetera Investment Advisers LLC08-17-2015
Eric A. RahlfsRaymond James Financial Services, Inc.LPL Financial LLC08-17-2015
Scott Andrew SchusterRaymond James Financial Services, Inc.Morgan Stanley05-17-2013
Paul L. CasazzaRaymond James Financial Services, Inc.Morgan Stanley05-17-2013
Dale Lawrence BradleyRaymond James Financial Services, Inc.Edward Jones04-25-2013
Kevan M. MelchiorreRaymond James Financial Services, Inc.Goldman Sachs & Co.05-01-2012
Shondra D. LynchRaymond James Financial Services, Inc.Chase Investment Services Corp.03-02-2012
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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