Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James MurrayRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-29-2020
Tyler Joseph OrmondRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2020
James Michael ThorntonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Danieh KasarRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Benjamin Austin CarneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Christine A PavelRaymond James Financial Services, Inc.Alera Investment Advisors, LLC03-18-2019
Justin W GiffordRaymond James Financial Services, Inc.Edward Jones10-31-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Cynthia Marie HermosilloRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Robert Campbell Olesen JrRaymond James Financial Services, Inc.James T. Borello & Co.06-15-2018
Jennifer Marshall SecolaRaymond James Financial Services, Inc.H. Beck, Inc.05-31-2018
Mark Andrew RodgersRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-05-2018
William Francis HartmannRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC11-20-2017
Brian Thomas GrayRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-26-2017
Melissa Sue SchachnerRaymond James Financial Services, Inc.Edward Jones05-05-2017
Eric E LedermanRaymond James Financial Services, Inc.Wintrust Investments LLC01-24-2017
Lisa Ann HockRaymond James Financial Services, Inc.Benjamin F. Edwards & Company, Inc.12-13-2016
Sarah Anne CaraviaRaymond James Financial Services, Inc.Edward Jones11-22-2016
Andrew Rudolph Zimmer JrRaymond James Financial Services, Inc.Edwin C. Blitz Investments, Inc.08-29-2016
Troy Albert OatesRaymond James Financial Services, Inc.Sigma Financial Corporation04-20-2016
Bradley Joseph ArmstrongRaymond James Financial Services, Inc.LPL Financial LLC04-04-2016
Timothy Christian PerrymanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Bronwyn Noreen MirrettiRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Dominic Stephen MirrettiRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.