Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark DittrichRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Scott William DittrichRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Michael Stephen ConstantineRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2009
Louis Michael RicciardiRaymond James Financial Services, Inc.UBS Financial Services Inc.09-25-2009
Dean Roger Larabee IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.09-25-2009
Mary Joanne MetroRaymond James Financial Services, Inc.Edward Jones$10006-23-2010
Janet Suzanne FryeRaymond James Financial Services, Inc.Infinex Investments, Inc.09-09-2010
Stephen Joseph HollingsworthRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-29-2010
John Pierce Murphy Jr.Raymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Dennis Joseph SherlockRaymond James Financial Services, Inc.Essex National Securities, LLC01-18-2012
Matthew John DavidsonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-07-2013
Travis Allen TuckerRaymond James Financial Services, Inc.RPG Family Wealth Advisory, LLC$5005-30-2014
Stacy Ann BazylinskiRaymond James Financial Services, Inc.RPG Family Wealth Advisory, LLC$5005-30-2014
Donald Philip BruscaRaymond James Financial Services, Inc.RPG Family Wealth Advisory, LLC$5005-30-2014
Kevin Thomas O'BrienRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-27-2014
Melissa Susan Mulloy-MecozziRaymond James Financial Services, Inc.Morgan Stanley12-12-2014
Jason Bernhardt TholanderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5001-29-2016
Christopher Michael SzymanskiRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-29-2016
Paul K KapurRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-29-2016
Matthew Bliss LaneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.07-29-2016
Mark LehoullierRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC10-28-2016
Bruce James Tobin Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-23-2016
Gregory L. RocheRaymond James Financial Services, Inc.Commonwealth Financial Network02-28-2017
Paul Joseph MertensRaymond James Financial Services, Inc.Commonwealth Financial Network02-28-2017
Stephen R. SpectorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$25004-27-2017
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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