Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jarrod Liebel Raymond James Financial Services, Inc.Infinex Investments, Inc.10-02-2019
Thomas Edward Brussard JrRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC05-08-2020
Michael Jozef OrszulakRaymond James Financial Services, Inc.Infinex Investments, Inc.03-20-2020
Lee Ann FataloRaymond James Financial Services, Inc.MML Investors Services, LLC01-24-2020
Robert Geoffrey DonelanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-17-2019
Stephen Q NesbitRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-17-2019
Elissa Kathleen FoleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2019
Eric Mark SpangenthalRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-08-2019
Richard Stephen ElmanRaymond James Financial Services, Inc.Moors & Cabot, Inc.07-31-2019
Philip Brian ChandlerRaymond James Financial Services, Inc.Gage-Wiley & Co., Inc.06-05-2019
Michael Steven MartinRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Alison Mary DonnellyRaymond James Financial Services, Inc.UBS Financial Services Inc.11-29-2018
Danielle GleasonRaymond James Financial Services, Inc.UBS Financial Services Inc.07-20-2018
Timothy Burr DavisRaymond James Financial Services, Inc.Morgan Stanley10-19-2017
Michaelyn Dawn BortolottiRaymond James Financial Services, Inc.Morgan Stanley10-19-2017
Matthew Peter HaggertyRaymond James Financial Services, Inc.Fidelity Distributors Company LLC07-11-2017
Abigail Lynn SmithRaymond James Financial Services, Inc.Morgan Stanley06-29-2017
Michael Anthony CarboneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-18-2017
Sharon Marie PollardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-27-2017
Eric Carl Dean SweeneyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-27-2017
Gregory L RocheRaymond James Financial Services, Inc.Commonwealth Financial Network02-28-2017
Bruce James Tobin JrRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-23-2016
Mark LehoullierRaymond James Financial Services, Inc.Strategic Advisers LLC10-28-2016
Christopher Michael SzymanskiRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC01-29-2016
Jason Bernhardt TholanderRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC01-29-2016
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.