Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larissa Jane CostelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-21-2018
Chingkai D. FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Joel Andrew DoviRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2502-13-2009
Joan Francine BowersRaymond James Financial Services, Inc.Edward Jones11-04-2016
Shelby H McGinleyRaymond James Financial Services, Inc.Edward Jones$5010-21-2016
James Gregory GarnerRaymond James Financial Services, Inc.Edward Jones03-18-2016
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones12-16-2011
Richard Clyde Cox Jr.Raymond James Financial Services, Inc.Farmers Financial Solutions, LLC01-31-2017
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC01-10-2019
David Walter MatthewsRaymond James Financial Services, Inc.Fusco Financial Associates Inc.11-15-2012
Larry Elliot PaulRaymond James Financial Services, Inc.H. Beck, Inc.$5008-18-2010
David MorganRaymond James Financial Services, Inc.Infinex Investments, Inc.03-01-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.02-15-2019
John Thomas Gibson Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Barry Steven Bass Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.$1007-20-2015
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Jeffrey Karl SmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2011
Kevin Victor PintoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2011
Roger Warren MooreRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2009
Dennis Lee KoonsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2009
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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