Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard Dixon Ulmer IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-11-2019
William Osborne EitzeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-11-2019
Jeremy Steven DvorakRaymond James Financial Services, Inc.M&T Securities, Inc.02-15-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC01-10-2019
Larissa Jane CostelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-21-2018
Kirk D BROOKSRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Chingkai D. FeiRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-03-2018
Joshua Mendel MauerRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Michael Robert HoffRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Bernard Barry SalzmanRaymond James Financial Services, Inc.Morgan Stanley$10010-20-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017
Aaron Tsukasa TroupRaymond James Financial Services, Inc.LPL Financial LLC07-19-2017
David MorganRaymond James Financial Services, Inc.Infinex Investments, Inc.03-01-2017
Richard Clyde Cox Jr.Raymond James Financial Services, Inc.Farmers Financial Solutions, LLC01-31-2017
Sander KafetzRaymond James Financial Services, Inc.Morgan Stanley12-15-2016
John Thomas Gibson Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Colleen Ann SchulerRaymond James Financial Services, Inc.M&T Securities, Inc.11-18-2016
Jerred Arthur BrownRaymond James Financial Services, Inc.Securities America, Inc.11-04-2016
Joan Francine BowersRaymond James Financial Services, Inc.Edward Jones11-04-2016
Shelby H McGinleyRaymond James Financial Services, Inc.Edward Jones$5010-21-2016
Scott Christopher CannonRaymond James Financial Services, Inc.PlanMember Securities Corporation08-03-2016
Keith Terry BarberisRaymond James Financial Services, Inc.UBS Financial Services Inc.$5007-20-2016
James Gregory GarnerRaymond James Financial Services, Inc.Edward Jones03-18-2016
Nicole Jane McCuskeyRaymond James Financial Services, Inc.UBS Financial Services Inc.02-24-2016
Amy Gwyn SachsRaymond James Financial Services, Inc.Morgan Stanley$5002-17-2016
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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