Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Howard Dixon Ulmer III | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 11-11-2019 |
| William Osborne Eitze | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 11-11-2019 |
| Jeremy Steven Dvorak | Raymond James Financial Services, Inc. | M&T Securities, Inc. | — | 02-15-2019 |
| Morgan Patricia Hatten | Raymond James Financial Services, Inc. | Fidelity Brokerage Services LLC | — | 01-10-2019 |
| Larissa Jane Costello | Raymond James Financial Services, Inc. | Ameriprise Financial Services, Inc. | — | 09-21-2018 |
| Kirk D BROOKS | Raymond James Financial Services, Inc. | SunTrust Investment Services, Inc. | — | 06-22-2018 |
| Chingkai D. Fei | Raymond James Financial Services, Inc. | Charles Schwab & Co., Inc. | — | 01-03-2018 |
| Joshua Mendel Mauer | Raymond James Financial Services, Inc. | Morgan Stanley | $100 | 10-20-2017 |
| Michael Robert Hoff | Raymond James Financial Services, Inc. | Morgan Stanley | $100 | 10-20-2017 |
| Bernard Barry Salzman | Raymond James Financial Services, Inc. | Morgan Stanley | $100 | 10-20-2017 |
| Brennan Michael Rhule | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 08-25-2017 |
| Aaron Tsukasa Troup | Raymond James Financial Services, Inc. | LPL Financial LLC | — | 07-19-2017 |
| David Morgan | Raymond James Financial Services, Inc. | Infinex Investments, Inc. | — | 03-01-2017 |
| Richard Clyde Cox Jr. | Raymond James Financial Services, Inc. | Farmers Financial Solutions, LLC | — | 01-31-2017 |
| Sander Kafetz | Raymond James Financial Services, Inc. | Morgan Stanley | — | 12-15-2016 |
| John Thomas Gibson Jr. | Raymond James Financial Services, Inc. | M&T Securities, Inc. | — | 11-18-2016 |
| Colleen Ann Schuler | Raymond James Financial Services, Inc. | M&T Securities, Inc. | — | 11-18-2016 |
| Jerred Arthur Brown | Raymond James Financial Services, Inc. | Securities America, Inc. | — | 11-04-2016 |
| Joan Francine Bowers | Raymond James Financial Services, Inc. | Edward Jones | — | 11-04-2016 |
| Shelby H McGinley | Raymond James Financial Services, Inc. | Edward Jones | $50 | 10-21-2016 |
| Scott Christopher Cannon | Raymond James Financial Services, Inc. | PlanMember Securities Corporation | — | 08-03-2016 |
| Keith Terry Barberis | Raymond James Financial Services, Inc. | UBS Financial Services Inc. | $50 | 07-20-2016 |
| James Gregory Garner | Raymond James Financial Services, Inc. | Edward Jones | — | 03-18-2016 |
| Nicole Jane McCuskey | Raymond James Financial Services, Inc. | UBS Financial Services Inc. | — | 02-24-2016 |
| Amy Gwyn Sachs | Raymond James Financial Services, Inc. | Morgan Stanley | $50 | 02-17-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
