Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel Andrew DoviRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5002-13-2009
Harold Andrew ComererRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-27-2009
Michael Raymond SchoenleberRaymond James Financial Services, Inc.PNC Investments03-24-2009
Dulaney Covington Logan JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-24-2009
Charles Victor Kimmel IIIRaymond James Financial Services, Inc.Northern Lights Distributors, LLC$50007-22-2009
Dennis Lee KoonsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2009
Roger Warren MooreRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-11-2009
Amy Caroline TaylorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-24-2010
John Edward BarnesRaymond James Financial Services, Inc.Morgan Stanley$5005-14-2010
Larry Elliot PaulRaymond James Financial Services, Inc.H. Beck, Inc.$25008-18-2010
Kevin Victor PintoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2011
Jeffrey Karl SmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2011
Carrie Regina DupuieRaymond James Financial Services, Inc.Edward Jones12-16-2011
John Martin LynchRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-22-2012
Lindsay JohnsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5003-22-2012
Arthur Robert DelucaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-22-2012
Andrew Steven FentressRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-22-2012
Traci Meakem RichmondRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-24-2012
Tuttie Anthony FuscoRaymond James Financial Services, Inc.Fusco Financial Associates Inc.11-15-2012
Brian Michael RichmondRaymond James Financial Services, Inc.USAA Financial Advisors, Inc.$15001-10-2013
Rodger Alan FriedmanRaymond James Financial Services, Inc.Morgan Stanley$5005-09-2014
James Anthony SterlingRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-09-2014
Joe C WongRaymond James Financial Services, Inc.Morgan Stanley05-09-2014
Jeffrey Craig GonyoRaymond James Financial Services, Inc.Morgan Stanley05-28-2014
James W Battle IVRaymond James Financial Services, Inc.Kestra Investment Services, LLC07-31-2014
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.