Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Almalel StrosniderRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50007-31-2009
Dennis Lee KoonsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-02-2009
Roger Warren MooreRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50012-11-2009
Kevin Victor PintoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2011
Jeffrey Karl SmithRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2011
Marcy Lynn MaycockRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2012
Horace Lee Daniel Sr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2016
Niki Renee GrayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2017
Brennan Michael RhuleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2017

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.