Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lawrence Ingram IIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10008-30-2017
John David WagnerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-21-2016
Joshua Kirk MulderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50010-21-2016
Kimberly Anne GagneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-14-2016
Andrew Harvey GagneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-03-2016
Amanda Marie Jeeves ZorzaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-25-2015
Joseph Alan JeevesRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-25-2014
Douglas Chester BuczakRaymond James Financial Services, Inc.Cambridge Investment Research, Inc.$50005-04-2018
Mark Alan KrugRaymond James Financial Services, Inc.Centaurus Financial, Inc.$50007-19-2010
Jeremy Allen SmithRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-21-2011
Philip Brent SpoljarickRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.$25010-14-2010
Samuel Agostino OrlandoRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.10-08-2010
Nicholas George DefenthalerRaymond James Financial Services, Inc.CIG Asset Management, Inc.$50001-24-2014
Genevieve Elva ShepherdRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10005-08-2009
Michelle Ann BurchRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-26-2009
Debora Ann CraigRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25002-06-2009
Thomas Newell WallRaymond James Financial Services, Inc.Edward Jones10-19-2017
Michael Shane BrocavichRaymond James Financial Services, Inc.Edward Jones05-05-2017
David Chuwei YuRaymond James Financial Services, Inc.Edward Jones$50001-06-2017
David Mark DellerRaymond James Financial Services, Inc.Edward Jones06-14-2016
Gautam MuthusamyRaymond James Financial Services, Inc.Edward Jones01-08-2016
Daniel K. KrauskopfRaymond James Financial Services, Inc.Edward Jones$10010-03-2014
Kathleen Lois GordonRaymond James Financial Services, Inc.Edward Jones$10008-13-2010
Michael Joseph WybleRaymond James Financial Services, Inc.Fifth Third Securities, Inc.09-03-2015
Michael Steven BullisRaymond James Financial Services, Inc.First Allied Advisory Services, Inc.$25001-05-2015
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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