Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deborah Ann AliceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-03-2020
Darla Jean LessaRaymond James Financial Services, Inc.Jackson National Life Distributors LLC12-05-2019
Melissa Alice FradenburgRaymond James Financial Services, Inc.Lakeshore Financial Planning Inc.11-04-2019
Anthony Franklin YunckerRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.10-15-2019
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
Tyler Joel StephensRaymond James Financial Services, Inc.Securities America, Inc.09-04-2019
Amy Sue TravisRaymond James Financial Services, Inc.Commonwealth Financial Network05-23-2019
Stephen Kenneth ZinkRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC04-30-2019
Kimberly Ann PhelpsRaymond James Financial Services, Inc.The Huntington Investment Company03-04-2019
Sarah WooleverRaymond James Financial Services, Inc.The Huntington Investment Company03-04-2019
William Henry Kumm IVRaymond James Financial Services, Inc.FSC Securities Corporation01-15-2019
Donald Robert Genord IIIRaymond James Financial Services, Inc.FSC Securities Corporation01-15-2019
Eric Walter DobrzynskiRaymond James Financial Services, Inc.Securities America, Inc.11-05-2018
Casie J EitniearRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated10-25-2018
James Benjamin WhiteRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-11-2018
Douglas Chester BuczakRaymond James Financial Services, Inc.Cambridge Investment Research, Inc.05-04-2018
Samuel P ManessRaymond James Financial Services, Inc.ValMark Securities, Inc.02-22-2018
Patrick Thomas ONeillRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Robin StackRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Lindsay O CorneilleRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Michael Robert BauerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-05-2018
Thomas Newell WallRaymond James Financial Services, Inc.Edward Jones10-19-2017
Robert Lawrence Ingram IIRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-30-2017
Michael Shane BrocavichRaymond James Financial Services, Inc.Edward Jones05-05-2017
Steven George GrimesRaymond James Financial Services, Inc.Principal Securities, Inc.03-02-2017
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.