Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Randy SerreynRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC06-30-2017
Todd Lyle GuennigsmannRaymond James Financial Services, Inc.BancWest Investment Services, Inc.$5003-01-2012
James Edward Boileau JrRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$9905-08-2009
Michael Alan OwensRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
Barbara Esther PerraultRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
Steven Joseph PlantRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-01-2009
Bradley Mark SchroederRaymond James Financial Services, Inc.Commonwealth Financial Network11-04-2019
Matthew P AskRaymond James Financial Services, Inc.Edward Jones06-15-2016
Nathaniel Scott LarsonRaymond James Financial Services, Inc.Edward Jones07-28-2015
Eric Gerald BrockbergRaymond James Financial Services, Inc.Equitable Advisors, LLC$2504-01-2010
Ryan Edward WelleRaymond James Financial Services, Inc.Fintegra, LLC07-13-2015
James Leonard PetersonRaymond James Financial Services, Inc.INVEST Financial Corporation$10008-06-2009
Roger Jon AndersonRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Gavin Robert BurnsRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Aimee Kay PeltierRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Michael Eric MonsonRaymond James Financial Services, Inc.INVEST Financial Corporation$5008-06-2009
Jill Marie KrebsbachRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Marcy Ann RinasRaymond James Financial Services, Inc.INVEST Financial Corporation$5008-06-2009
Jerrod Michael HammerbackRaymond James Financial Services, Inc.INVEST Financial Corporation$1,00008-06-2009
Brian Keith JohnsonRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Heidi Marie MagnusonRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Mitchell Roy GriepRaymond James Financial Services, Inc.Level Four Advisory Services$2508-30-2018
Jamison Dean EdlundRaymond James Financial Services, Inc.LPL Financial LLC01-31-2019
Johanna Marie MarkgrafRaymond James Financial Services, Inc.LPL Financial LLC03-15-2018
Justin Joseph GandrudRaymond James Financial Services, Inc.LPL Financial LLC04-28-2017
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.