Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William James MarkovichRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Todd Lyle GuennigsmannRaymond James Financial Services, Inc.BancWest Investment Services, Inc.03-01-2012
Timothy Gerald ErnsteRaymond James Financial Services, Inc.LPL Financial LLC01-26-2015
Timothy David AscheRaymond James Financial Services, Inc.USAdvisors Wealth Management, LLC04-11-2017
Thomas John RittenRaymond James Financial Services, Inc.Wells Fargo Investments, LLC08-14-2009
Theodore Michael ElliottRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-26-2012
Tanya Lynn NicholsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-19-2014
Tamara Lee PfefferRaymond James Financial Services, Inc.LPL Financial LLC04-17-2015
Steven L. BlockRaymond James Financial Services, Inc.Fintegra, LLC11-01-2012
Steven Joseph PlantRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2504-01-2009
Stephen Edward KruchtenRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Stephanie Lynn LeducRaymond James Financial Services, Inc.INVEST Financial Corporation$1008-06-2009
Soukkay Dustin KeomysyRaymond James Financial Services, Inc.Prosperwell Financial$2504-28-2017
Sherri Jean MunkelwitzRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Scott Jason LeeRaymond James Financial Services, Inc.Wells Fargo Investments, LLC$1008-14-2009
Scott Eugene HusnickRaymond James Financial Services, Inc.INVEST Financial Corporation$2508-06-2009
Ryan Randy SerreynRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$1006-30-2017
Ryan John Caperoon-SmithRaymond James Financial Services, Inc.Securian Financial Services, Inc.10-25-2012
Ryan Edward WelleRaymond James Financial Services, Inc.Fintegra, LLC07-13-2015
Ronald David Peterson Jr.Raymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Roger Jon AndersonRaymond James Financial Services, Inc.INVEST Financial Corporation$5008-06-2009
Richard Merle FelstulRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Rachel Lynn McDonoughRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2009
Peggy Lynn JergensonRaymond James Financial Services, Inc.LPL Financial LLC09-29-2014
Patrick Carl GherityRaymond James Financial Services, Inc.CUNA Brokerage Services, Inc.11-04-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.