Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle A. Monson KlisanichRaymond James Financial Services, Inc.Thrivent Investment Management Inc.05-01-2020
Connor Benjamin JonesRaymond James Financial Services, Inc.Thrivent Investment Management Inc.02-07-2019
Johanna Marie MarkgrafRaymond James Financial Services, Inc.LPL Financial LLC03-15-2018
Jon Jerome DouvierRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-11-2017
John Michael ComerRaymond James Financial Services, Inc.Waddell & Reed08-17-2017
Justin Joseph GandrudRaymond James Financial Services, Inc.LPL Financial LLC04-28-2017
Timothy David AscheRaymond James Financial Services, Inc.USAdvisors Wealth Management, LLC04-11-2017
Benjamin Robert BjorkRaymond James Financial Services, Inc.Putnam Retail Management Limited Partnership04-03-2017
Matthew P. AskRaymond James Financial Services, Inc.Edward Jones06-15-2016
Craig Edward PoppRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-13-2016
Adolfo Gaspar SotomayorRaymond James Financial Services, Inc.Scottrade, Inc.12-04-2015
Gerry Troy BollingerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-01-2015
Darlene Rae DorrRaymond James Financial Services, Inc.Fintegra, LLC07-29-2015
Ryan Edward WelleRaymond James Financial Services, Inc.Fintegra, LLC07-13-2015
Tamara Lee PfefferRaymond James Financial Services, Inc.LPL Financial LLC04-17-2015
Timothy Gerald ErnsteRaymond James Financial Services, Inc.LPL Financial LLC01-26-2015
Edee Renee FrenchRaymond James Financial Services, Inc.LPL Financial LLC01-26-2015
Patrick Carl GherityRaymond James Financial Services, Inc.CUNA Brokerage Services, Inc.11-04-2014
Peggy Lynn JergensonRaymond James Financial Services, Inc.LPL Financial LLC09-29-2014
Mark Douglas MurphyRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-23-2014
Michael Vince BongaartsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-23-2014
Nathan L. BosekRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-07-2014
Michael Scott McDonaldRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.02-18-2014
Noel Patrick SilkerRaymond James Financial Services, Inc.Hab Wealth Management, Llc01-01-2014
Christopher Charles PearsallRaymond James Financial Services, Inc.Alerus Securities Corporation10-09-2013
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.