Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glen Andrew ArcherRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-17-2009
Michael Dennis GiblinRaymond James Financial Services, Inc.UBS Financial Services Inc.04-24-2009
James Lowell HemphillRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
Robert Stith Northington Jr.Raymond James Financial Services, Inc.Morgan Stanley07-24-2009
Michelle Lynna JenkinsRaymond James Financial Services, Inc.Edward Jones08-14-2009
Steven Gilbert JohnsonRaymond James Financial Services, Inc.Morgan Stanley$5009-04-2009
Edward William BurnsRaymond James Financial Services, Inc.Morgan Stanley03-19-2010
Robert William VolpeRaymond James Financial Services, Inc.Edward Jones$5009-16-2010
William Joseph HannanRaymond James Financial Services, Inc.Investment Professionals, Inc.10-28-2010
Carl Randy RodgersRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-24-2011
Herbert Lyman Ormond IIIRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10001-28-2011
Lynn Champion SelbyRaymond James Financial Services, Inc.Edward Jones$5006-30-2011
Amanda Lynn LoflinRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.07-01-2011
Andrew Ted OsborneRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-19-2011
Kirk Eric SmithRaymond James Financial Services, Inc.LPL Financial LLC10-31-2011
Carla Souther HauserRaymond James Financial Services, Inc.Lincoln Financial Securities Corporation$2502-29-2012
John P. PasseyRaymond James Financial Services, Inc.Edward Jones06-20-2012
Alfred Patrick GugliottaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-31-2012
Edwin Bennett GreshamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2012
Robert Crosby AlgerRaymond James Financial Services, Inc.Edward Jones$10010-12-2012
Kelly Turner MorrisRaymond James Financial Services, Inc.Edward Jones10-12-2012
Eric Wade StaffordRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-25-2012
Merry S. BooneRaymond James Financial Services, Inc.Edward Jones$2501-04-2013
Henry Joseph PersiaRaymond James Financial Services, Inc.UBS Financial Services Inc.$2509-09-2013
John Patrick AgerRaymond James Financial Services, Inc.First Citizens Investor Services, Inc.10-07-2013
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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