Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott PolandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Glen Andrew ArcherRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$50004-17-2009
Michael Walter KreimerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-17-2009
Michael Dennis GiblinRaymond James Financial Services, Inc.UBS Financial Services Inc.$25004-24-2009
Matthew Ray RiggsRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.$25005-22-2009
James Lowell HemphillRaymond James Financial Services, Inc.Morgan Stanley$50006-19-2009
Randy Franklin SpiveyRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.06-29-2009
Robert Stith Northington Jr.Raymond James Financial Services, Inc.Morgan Stanley$50007-24-2009
Michelle Lynna JenkinsRaymond James Financial Services, Inc.Edward Jones08-14-2009
Steven Gilbert JohnsonRaymond James Financial Services, Inc.Morgan Stanley$50009-04-2009
Brandon Cameron HelmsRaymond James Financial Services, Inc.Principal Securities, Inc.09-28-2009
Pamela Sue RigsbyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-02-2009
Howard Lawson Shoe Jr.Raymond James Financial Services, Inc.Morgan Stanley$50012-15-2009
Ralph Elmer Huey Jr.Raymond James Financial Services, Inc.Cetera Advisor Networks LLC$15001-01-2010
Thomas Stacy DillonRaymond James Financial Services, Inc.Cetera Advisor Networks LLC01-01-2010
Edward William BurnsRaymond James Financial Services, Inc.Morgan Stanley03-19-2010
Julie Mccombs BlalockRaymond James Financial Services, Inc.Cetera Advisor Networks LLC04-06-2010
Robert William VolpeRaymond James Financial Services, Inc.Edward Jones$50009-16-2010
James Troy DeversRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.$10010-05-2010
Barry Dustan HellerRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.10-05-2010
Kathryn Ann DefosseRaymond James Financial Services, Inc.LPL Financial LLC10-20-2010
William Joseph HannanRaymond James Financial Services, Inc.Investment Professionals, Inc.$10010-28-2010
Carl Randy RodgersRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$25001-24-2011
Herbert Lyman Ormond IIIRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10001-28-2011
Joseph David DawkinsRaymond James Financial Services, Inc.Buckhorn Capital Management LLC03-01-2011
Next Page »

Showing 1 to 25 of 155 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.