Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward SchaferRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Jon Robert HansenRaymond James Financial Services, Inc.Edward Jones01-07-2019
Kevin Wayne FiggRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2018
David Lawrence LangnerRaymond James Financial Services, Inc.INVEST Financial Corporation$5801-12-2018
Benjamin G. HanssenRaymond James Financial Services, Inc.BancWest Investment Services, Inc.08-28-2017
Mark TillmanRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$5006-14-2017
Sharon Lee HyerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$2506-14-2017
Samantha A. RotertRaymond James Financial Services, Inc.Cetera Investment Services LLC$1506-14-2017
Dale Edward SonesRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
John Christopher KellyRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Troy Lorenz OttRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Scott James KuesterRaymond James Financial Services, Inc.Cetera Investment Services LLC06-14-2017
Douglas RiggertRaymond James Financial Services, Inc.Mutual of Omaha Investor Services, Inc.12-06-2016
Jeremy Michael PalenskyRaymond James Financial Services, Inc.BancWest Investment Services, Inc.$10010-19-2016
Theresa Marie WenskeRaymond James Financial Services, Inc.State Farm VP Management Corp.04-06-2016
Ross BlountRaymond James Financial Services, Inc.BancWest Investment Services, Inc.11-02-2015
Diane L. FoleyRaymond James Financial Services, Inc.TD Ameritrade Investment Management, LLC09-02-2015
Jessica Renee ManionRaymond James Financial Services, Inc.FBL Marketing Services, LLC08-26-2015
Galen Charles BartelsRaymond James Financial Services, Inc.FBL Marketing Services, LLC07-27-2015
Lisa Ann MeyerRaymond James Financial Services, Inc.First National Capital Markets$5006-17-2015
Frank John WardRaymond James Financial Services, Inc.First National Capital Markets$5006-17-2015
Mark Daniel VanceRaymond James Financial Services, Inc.First National Capital Markets$1006-17-2015
John Albert Barrientos, Joan Marie Sacha, Thomas Reyes Jr., Adam Michael Delaughter, Matthew R. FergusonRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Alisha Wanette HortonRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
Jamie Lynette MasilkoRaymond James Financial Services, Inc.First National Capital Markets06-17-2015
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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