Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly TrimmerRaymond James Financial Services, Inc.Essex National Securities, LLC05-04-2016
Don Giovanello Jr.Raymond James Financial Services, Inc.LPL Financial LLC05-02-2016
Kristin Angela MerrickRaymond James Financial Services, Inc.Morgan Stanley & Co. LLC09-28-2015
Klara K LeonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-09-2015
Jessica Claire WeaverRaymond James Financial Services, Inc.LPL Financial LLC10-31-2014
Raymond John SuraRaymond James Financial Services, Inc.LPL Financial LLC03-06-2013
Robert Charles Rooke Jr.Raymond James Financial Services, Inc.Morgan Stanley01-16-2013
John Edward FramptonRaymond James Financial Services, Inc.UBS Financial Services Inc.02-26-2010
Brian DorflingerRaymond James Financial Services, Inc.Edward Jones12-03-2009
Timothy Paul CannuliRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2009
Kenneth Joseph FitzpatrickRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-20-2009
Christopher James ShoemakerRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1004-19-2018
Bradford Robert MehlRaymond James Financial Services, Inc.Morgan Stanley$1008-17-2017
Marisa Andrea MargaritesRaymond James Financial Services, Inc.Morgan Stanley$1002-05-2016
Leland Richard SoffelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-09-2017
Joseph Patrick DolanRaymond James Financial Services, Inc.Essex National Securities, LLC$2505-04-2016
Douglas Matthew JamesRaymond James Financial Services, Inc.American Portfolios Financial Services, Inc.$2510-26-2015
Laurie Susan GrossRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2502-09-2015
David E. SeldenRaymond James Financial Services, Inc.FSC Securities Corporation$2502-06-2015
Mark Zachary WaltersRaymond James Financial Services, Inc.LPL Financial LLC$2510-31-2014
Robert John CutrupiRaymond James Financial Services, Inc.Morgan Stanley$5011-14-2019
Francis James DunnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2019
Corrado Vincent SpezzacatenaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-09-2018
Gregg Benjamin ReichRaymond James Financial Services, Inc.Cetera Investment Services LLC$5004-19-2018
Neal GordonRaymond James Financial Services, Inc.MML Investors Services, LLC$5002-07-2018
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Showing 26 to 50 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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