Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Fitzhenry MarchesiRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-02-2018
Elise FeldmanRaymond James Financial Services, Inc.SII Investments, Inc.$5011-13-2017
Nicole McGroutherRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2017
Celina GrbicRaymond James Financial Services, Inc.Essex National Securities, LLC$5005-04-2016
Brian Michael SweattRaymond James Financial Services, Inc.LPL Financial LLC$5010-31-2014
John George Kaiser Jr.Raymond James Financial Services, Inc.FCG Advisors, LLC$5006-09-2014
James Francis Capen Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
Richard Barry KatzRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5002-27-2009
Jeffery Lee AhrensRaymond James Financial Services, Inc.LPL Financial LLC$6402-26-2018
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Matthew Jon BaltuchRaymond James Financial Services, Inc.Morgan Stanley$10005-04-2018
Lawrence John ForlenzaRaymond James Financial Services, Inc.Morgan Stanley$10004-27-2018
Michael Martin PirrelloRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10002-02-2018
Theodore E Larson IIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10011-02-2017
Paul Wells SaramaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10011-02-2017
Robert Milligan Jr.Raymond James Financial Services, Inc.Morgan Stanley$10008-17-2017
Louis Robert Hery Jr.Raymond James Financial Services, Inc.Federated Investment Counseling$10010-03-2016
Edward Alan MetzRaymond James Financial Services, Inc.LPL Financial LLC$10001-09-2015
Daniel Thomas ForanRaymond James Financial Services, Inc.LPL Financial LLC$10010-31-2014
John Francis ForanRaymond James Financial Services, Inc.LPL Financial LLC$10010-31-2014
John Charles O'KeeffeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10002-12-2009
Edmund IannacconeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10711-02-2017
Robert Michael BakerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10711-02-2017
David Eric ElwoodRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15005-04-2018
Robert Fredrick Hoffman IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-20-2009
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Showing 51 to 75 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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