Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Dino TortoRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10002-19-2020
Michael John LucchesiRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated02-19-2020
Richard Kelton, Ryan Kelton, Sean KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services$60009-03-2019
Jonathan Ian EhrlichRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-08-2019
Richard Andrew EhliRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-20-2019
Jeffrey Howard HendelRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15009-19-2019
Peter Glenn HalliwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25009-19-2019
Morgan Jon WeilRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25009-19-2019
Rinaldo Domenic CrassaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-19-2019
Richard William KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC$10009-03-2019
Lauri SpargoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Ryan KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Sean KeltonRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Kaitlin E. CoughlinRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Christopher James ShaverRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Salvatore SchittinoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Ellen SpathisRaymond James Financial Services, Inc.UBS Financial Services Inc.07-09-2019
Kevin Brian GirardRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25005-29-2019
Arthur Charles Gonsalves IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Gregory Thomas MatzelleRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$50004-15-2019
Robert E Cappello Jr.Raymond James Financial Services, Inc.Janney Montgomery Scott LLC$50004-15-2019
Robert James EllisRaymond James Financial Services, Inc.Private Advisor Group, LLC$10010-15-2018
Joseph Peter Starinsky Jr.Raymond James Financial Services, Inc.Private Advisor Group, LLC$25010-15-2018
Christopher Lynn Van SonRaymond James Financial Services, Inc.Private Advisor Group, LLC$50010-15-2018
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.