Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John DesmondRaymond James Financial Services, Inc.North Ridge Securities Corp.01-29-2009
Sara Beth StanichRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-30-2009
Loretta Costa VitaleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-09-2009
Letitia Ann WoldRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-16-2009
Michael Alan IppRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10003-20-2009
Brad Joseph WhittedRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20003-20-2009
Allen Marshall ZickRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-20-2009
Laura Kim PyatskyRaymond James Financial Services, Inc.Signature Securities04-28-2009
David Paul PaciorekRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10004-29-2009
Franklin IryamiRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25005-01-2009
Kenneth Mark GurskyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25005-26-2009
James Thomas PelusoRaymond James Financial Services, Inc.Pruco Securities, LLC.$10005-29-2009
Cornelia Beal ForrenceRaymond James Financial Services, Inc.UBS Financial Services Inc.$50005-29-2009
Michael H FischerRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-29-2009
Zaim [No Middle Name] HajdariRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$50006-15-2009
Joseph Z BarnettRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-16-2009
Bernard Arthur CliftonRaymond James Financial Services, Inc.UBS Financial Services Inc.$50006-19-2009
Alexander Stuart TaubRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50006-24-2009
Thomas Dale WhitsitRaymond James Financial Services, Inc.Morgan Stanley07-17-2009
Samuel J FlahertyRaymond James Financial Services, Inc.LPL Financial LLC$50009-01-2009
Glenn Harvey FischerRaymond James Financial Services, Inc.Morgan Stanley$15009-02-2009
Donna Maria BarraRaymond James Financial Services, Inc.Morgan Stanley09-02-2009
Jeffrey Maior GoldfarbRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10009-18-2009
Joseph Andrew ScottoRaymond James Financial Services, Inc.Morgan Stanley$15009-18-2009
Vincent LopesRaymond James Financial Services, Inc.Morgan Stanley09-18-2009
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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