Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Loretta Costa VitaleRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2009
Letitia Ann WoldRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-16-2009
Michael Alan IppRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10003-20-2009
Allen Marshall ZickRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Brad Joseph WhittedRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
David Paul PaciorekRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10004-29-2009
Kenneth Mark GurskyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-26-2009
Cornelia Beal ForrenceRaymond James Financial Services, Inc.UBS Financial Services Inc.05-29-2009
Bernard Arthur CliftonRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-19-2009
Alexander Stuart TaubRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2009
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-05-2010
David John CressRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15011-22-2010
Timothy Ray ThompsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-22-2010
George Nicholas BrownRaymond James Financial Services, Inc.Edward Jones12-06-2010
Porsche Elyse BrooksRaymond James Financial Services, Inc.Chase Investment Services Corp.05-20-2011
Kelli-Ann LaninoRaymond James Financial Services, Inc.HSBC Securities (USA) Inc.06-08-2011
Edward James Bradford Jr.Raymond James Financial Services, Inc.Edward Jones06-10-2011
Aaron David ManchesterRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.06-16-2011
Victoria Jose CrisologoRaymond James Financial Services, Inc.Prime Executions, Inc.01-27-2012
Steven Frank SchiebelhuthRaymond James Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Stephen Joseph Mazzei Jr.Raymond James Financial Services, Inc.Morgan Stanley$5011-20-2012
Peter SchweizerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-19-2013
Debra Kay BertrandRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-22-2013
Bradley Evan SilvermanRaymond James Financial Services, Inc.Morgan Stanley$20010-11-2013
Charles Peter MassimiRaymond James Financial Services, Inc.Morgan Stanley10-11-2013
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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