Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominic Joseph GiovannazzoRaymond James Financial Services, Inc.Advantage Investment Management, LLC09-24-2013
Sean M. McEvoyRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$1002-06-2020
Jason Ross McCullochRaymond James Financial Services, Inc.Cetera Investment Advisers LLC02-14-2017
Jason Alan PhippsRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1004-15-2015
Jill Kathryn KlontzRaymond James Financial Services, Inc.Cetera Investment Services LLC04-15-2015
Clayton Michael ReynoldsRaymond James Financial Services, Inc.Cetera Investment Services LLC04-15-2015
Kenneth DayRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.06-03-2016
Christa Lynn HalseyRaymond James Financial Services, Inc.Chase Investment Services Corp.05-27-2010
Neil Charles GarrisonRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-16-2009
Gregory Ellis ShemasRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-16-2009
Richard Todd BohnRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-16-2009
Donald Edward MorrisRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2503-06-2009
Brian James KirshmanRaymond James Financial Services, Inc.Edward Jones$15009-06-2019
Michelle D ParsonsRaymond James Financial Services, Inc.Edward Jones$1004-17-2019
Kari A FernRaymond James Financial Services, Inc.Edward Jones04-17-2019
Joseph Leo MitchellRaymond James Financial Services, Inc.Edward Jones$5010-15-2018
Heather Renee AllmanRaymond James Financial Services, Inc.Edward Jones03-09-2018
Stephen Paul WrayRaymond James Financial Services, Inc.Edward Jones07-03-2017
Andrew Duncan PopeRaymond James Financial Services, Inc.Edward Jones$10002-11-2015
William Milton LendlRaymond James Financial Services, Inc.Edward Jones$10005-06-2013
Kenneth M. ReedRaymond James Financial Services, Inc.Edward Jones02-17-2012
James Donald AtkinsonRaymond James Financial Services, Inc.Edward Jones$5010-21-2011
Philip Norman ConstansRaymond James Financial Services, Inc.Edward Jones$1004-09-2010
Rick Claude O'DellRaymond James Financial Services, Inc.Edward Jones$10003-06-2009
Robert Douglas Fennell Jr.Raymond James Financial Services, Inc.Hazlett, Burt & Watson, Inc.03-07-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.