Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Thomas CrewseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2009
Jackie Ann BrickRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
William Henry Zufall IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
William Henry Zufall IIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
James Walter Daehler Sr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-12-2009
Valerie Kay EnzRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
David Lynn ArcherRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2014
Bridget Mary BeddellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-09-2015
Cory William YoungsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
Lee S Steven McCauleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-29-2017
Evan McCauleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Joseph Thomas LoweRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2017
Connor Glenn JarvisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
David Steven PattonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2018
Theresa Renee CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Gerard T. QuinnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Herbert ChenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Dustin Ness, Chris Nuetzel, Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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